First order structure-preserving perturbation theory for eigenvalues of symplectic matrices Articles uri icon

publication date

  • May 2020

start page

  • 657

end page

  • 690


  • 2


  • 41

International Standard Serial Number (ISSN)

  • 0895-4798

Electronic International Standard Serial Number (EISSN)

  • 1095-7162


  • A first order perturbation theory for eigenvalues of real or complex J-symplectic matrices under structure-preserving perturbations is developed. The main tools in the analysis are structured canonical forms, together with Lidskii-like formulas for eigenvalues of multiplicative perturbations. Explicit formulas, depending only on appropriately normalized left and right eigenvectors, are obtained for the leading terms of asymptotic expansions describing the perturbed eigenvalues. Special attention is given to eigenvalues on the unit circle, especially to the exceptional eigenvalues +/- 1, whose behavior under structure-preserving perturbations is known to differ significantly from the behavior under general perturbations. Several numerical examples are used to illustrate the asymptotic expansions.


  • perturbation of eigenvalues; sign characteristics; structured perturbation; symplectic matrices; asymptotic expansions; newton polygon